Edward Jones Launches Financial Planning, SMA Offerings
By Dinah Wisenberg BrinClients with at least $250,000 in advisory program accounts will have access to personalized planning.
October 03, 2024
Thrivent Takes Reg BI Hit Over Outdated Share Class CalculatorThe firm recommended pricier shares in two 529 plans after failing to account for a fee change, regulators said.
October 02, 2024
What to Learn From LPL's Firing of Dan Arnold: RecruiterAll eyes are on the broker-dealer to see how it navigates this uncertainty.
October 02, 2024
Protective Life CEO to Chair American Council of Life Insurers BoardRich Bielen will be 2025 chair; Thrivent's CEO will be the policy-shaping group's chair-elect.
October 02, 2024
How Private Equity Ownership Will and Won't Change AssetMarkTwo top executives from the firm offered ThinkAdvisor an inside look at AssetMark's growth strategy.
October 02, 2024
LPL CEO's Firing Catches Some by SurpriseConsultant Chip Roame says LPL has done well under the leadership of Dan Arnold, who was fired for cause.
October 02, 2024
TD Securities to Pay $28.5M to Resolve Spoofing AllegationsThe charges concern tens of billions of dollars in fraudulent trades of Treasurys, authorties said.