Rockefeller Nabs $1.9B Merrill Team
By Janet LevauxThe 16-person group DiMedio Wealth Partners has joined its family office business in Newtown, Pennsylvania.
October 18, 2024
Schwab to Replace Its Advisor Robo OfferingClient accounts must be moved from the Intelligent Portfolios platform to Ameritrade's iRebal by the fourth quarter of 2025.
October 18, 2024
SEC X Account's Alleged Hacker Arrested Over Fake Bitcoin ETF PostThe fake post, a day ahead of the approval of spot Bitcoin ETFs, caused the price of Bitcoin to surge.
October 18, 2024
New Bill Lets First-Time Homebuyers Take More From IRAsIndividuals could withdraw $25,000 without penalty to purchase their first home, up from $10,000.
October 18, 2024
BD Violated Reg BI With Excessive Trading That Cost Clients $1M: SECPHX Financial and a registered rep made over $400,000 in commissions and fees while clients lost money, the SEC said.
October 18, 2024
Dropped Accountant Cases May Lead to Federal Court Bars: SEC RoundupThe SEC may move away from administrative proceedings in accountant cases, according to former enforcement director Andrew Ceresney.
October 18, 2024
How Advisors Are Future-Proofing Their BusinessesAdvisors are feeling enormous pressure to ensure their ongoing viability, Natixis Investment Managers found.
October 18, 2024
Foundation Source Buys Fintech Firm Powering CharityvestThe acquisition will help the charitable giving technology provider offer a fund platform with an improved user experience.