CI Financial Buying $23B Chicago RIA
By Janet LevauxIt's the largest U.S. deal ever in terms of assets for the Canadian firm and its 14th since last year.
January 25, 2021
Schwab, Fidelity, E-Trade, Others Face Trading Platform GlitchesBrokers and investors complained about login and trading issues with E-Trade, Fidelity, Merrill, Robinhood, Schwab, thinkorswim and Vanguard.
January 25, 2021
FINRA Starts Probe of Reps' PPP Loans"FINRA is proactively looking at registered representatives that obtained loans through undisclosed outside business activities," a FINRA spokesperson said.
January 25, 2021
Morgan Stanley CEO Made $33 Million in 2020The comp package put him ahead of JPMorgan Chase CEO Jamie Dimon.
January 25, 2021
Ways and Means Chair Wants Pension Relief in Next Stimulus Package"I'm committed to getting a solution to this crisis signed into law as quickly as possible," said Rep. Richard Neal says.
January 25, 2021
National Guardian Life to Acquire Digital Life Planning FirmEverplans offers clients estate planning worksheets, checklists, state-by-state guides, and online file sharing services.
January 25, 2021
Gifting Stock to Family Members: What to KnowSuch gifts can provide many benefits, but your clients should consider the tax implications and other factors, too.
January 25, 2021
Pinnacle Financial Acquires Medicare Plan MarketerTerms were not disclosed for purchase of Crowe and Associates.