SEC Needs to Act on GameStop: Valliere
By Janet LevauxThe situation "has gotten Washington's attention," he says.
January 28, 2021
Biden to Add 3-Month HealthCare.gov Special Enrollment PeriodBiden also is asking agencies to clear ACA exchange plan and Medicaid enrollment barriers.
January 28, 2021
3 Tech Tools to Help Advisors Do More With LessThere are tools that can help advisors adapt and meet the increased demand for their services in the COVID-19 era.
January 28, 2021
eMoney Launches Rebranded Digital Marketing Solution: Tech RoundupAlso, the Redtail CRM has integrated MaxMyInterest cash management software.
January 28, 2021
3 Practice Management Trends to Watch in 2021Some trends started before the COVID-19 pandemic, but the digital revolution caused by the crisis has sped up their development.
January 28, 2021
Advisor Advertising Rules Enter 21st CenturyThe SEC's new ad rule provides advisors many opportunities, as well as "requirements that may require more clarity," says IAA's Barr.
January 28, 2021
Performance Dispersion Ups the Ante for Alternatives Due DiligenceAdvisors need to look inside the numbers to see where success, failure and risk exist.
January 28, 2021
5 Ways to Address This Year's Top Compliance IssuesThe Securities and Exchange Commission continues to conduct examinations at a fast pace, and they remain quite aggressive.