FINRA Fines Ex-JPMorgan Broker Who Split Trades to Boost Commissions
By Jeff BermanThe broker broke 1,106 orders into more than more than 7,500 smaller trades, according to FINRA.
March 22, 2021
Managed Accounts Help 401(k) Savers Prepare for Retirement: CerulliThese programs benefit participants and are more lucrative for providers, Cerulli says.
March 22, 2021
8 'Dirty Little Secrets' of Bitcoin: BofA SecuritiesThe report from BofA commodities strategists knocks down many commonly cited reasons to own Bitcoin.
March 22, 2021
Want to Keep Advisors? Recruit the Right OnesThe cost of keeping good advisors is far less than that of recruiting new ones.
March 22, 2021
9 BlackRock iShares ETFs Slash Fees, Switch IndexesBlackRock says just two of the ETFs will provide access to 99.5% of the U.S. stock market.
March 22, 2021
How Ritholtz Wealth Found, and Addressed, Its Blind SpotsIt's crucial for advisors to know their weaknesses and address them, CIO Barry Ritholtz said, giving examples from his own experience.
March 22, 2021
Can the IRS Rein In Wealthy Tax Cheats? Ed Slott Is SkepticalThe IRS commissioner recently pledged a crackdown, but Slott says that the agency is outgunned and that its efforts could ensnare lower earners.
March 22, 2021
Fixed-Income Products in a Zero-Rate MarketA financial professional says there needs to be an alternative to "diversify and pray."