FINRA Fines Soared in 2020
By Melanie WaddellSome executives also saw a bump in pay in 2020.
June 25, 2021
Lincoln Financial Hires a Chief People Officer: Personnel MovesSidecar Health has hired six top executives. Nationwide and Centene have new CFOs..
June 25, 2021
Merrill to Pay More Than $11M Over UIT RolloversOver 3,000 clients incurred potentially excessive sales charges in connection with early UIT rollovers, FINRA says.
June 25, 2021
How to Become the Advisory Firm of the FutureNow is the time to "rethink the way work happens and where it happens," Altair Advisers' CEO says.
June 24, 2021
How Affluent Parents Are Teaching Their Children About Finances: BofAParents are committed to imparting more financial knowledge than they got growing up, a new study has found.
June 24, 2021
LPL Hits Milestone on $22B M&T Bank DealRoughly $14 billion of assets had been onboarded, and the remaining $8 billion should be moved over the next few months.
June 24, 2021
Wait Till 70 for Social Security? No Way, Say Most Americans: SurveySchroders surveyed pre- and post-retirees 45 and older and found that only 10% planned to wait until 70 to claim benefits.
June 24, 2021
10 Books Advisors Should Read This SummerWhile you're kicking back this summer, get inspired to add more clients and expand your business this fall.