Evergreen Omega Likes Steady Eddies
By Staff WriterNovember 14, 2003 -- American Express (AXP) reported that the Securities and Exchange Commission and the National Association of Securities Dealers has preliminarily recommended enforcement...
November 17, 2003
Ramius Capital and HVB Group Merge Fund of Funds ONEW YORK (HedgeWorld.com)--Hedge fund firm Ramius Capital Group and Munich-based HypoVereinsbank plan to combine their fund of funds activities. Ramius managing member Thomas W. Strauss...
November 17, 2003
Schwab Uncovers Improper Mutual Fund TradingNov. 14, 2003 -- Schwab(Charles)Corp (SCH) said it has uncovered improper trading in mutual funds run by the company and its affiliates. An internal investigation has...
November 17, 2003
Fidelity Boss Highlights System to Prevent PredatoNov. 14, 2003 -- Fidelity Investments said it has in-house policies to prevent predatory activities in its funds, such as market-timing and forward-pricing, in a...
November 17, 2003
Putnam and SEC Reach Agreement on Market-Timing ChNov. 13, 2003 -- Putnam Investment Management said it reached an agreement with the Securities and Exchange Commission to settle the market-timing allegations made against...
November 17, 2003
FTC Clears Manulife-Hancock MergerNU Online News Service, Nov. 17, 2003, 9:50 EST -- The Federal Trade Commission has closed its investigation of Manulife Financial Corp.'s proposed acquisition ...
November 17, 2003
Morgan Stanley Said To Settle ChargesNU Online News Service, Nov. 17, 2003, 10:30 a.m. EST -- The brokerage firm Morgan Stanley, Inc., New York, is expected to pay a ...
November 17, 2003
Principal Launches 412(i) Defined Benefit PlanNU Online News Service, Nov. 17, 2003, 4:00 p.m. EST -- The Principal Financial Group, Des Moines, Iowa, has introduced a 412(i) qualified defined ...