SEC Charges Advisory Firm Serving Teachers With Billing, 12b-1 Fee Violations
By Melanie WaddellCertain clients had to pay a higher advisory fee than they should have and were charged 12b-1 fees.
August 31, 2021
State Regulators to Target Marketers of ACA Coverage AlternativesThe working group could develop a model regulation that would affect lead-generation programs.
August 31, 2021
Fidelity to Hire 9,000 WorkersThe latest hiring push is its third in less than a year, reflecting an investing boom that has lifted the entire trading industry.
August 31, 2021
Why Bitcoin Might Belong in Your Client's IRAIf crypto is an appropriate investment, holding it in IRAs or other tax-advantaged retirement accounts could make sense.
August 31, 2021
Florida Blue's Parent to Acquire Triple-SThe deal should help Guidewell serve the rapidly growing Puerto Rican and Hispanic communities in Florida.
August 31, 2021
State Judge OKs $575M Sutter Health Antitrust SettlementThe company must make the settlement payment's while coping with COVID-19-related reductions in patient revenue.
August 31, 2021
Lincoln Financial Features Philadelphia Eagles Fans in New VideosTo celebrate the beginning of NFL football, the company is featuring real fans.
August 31, 2021
2 Veteran South Florida Lawyers Sentenced for Financial FraudThe fraud affected more than 3,600 investors in 42 states, prosecutors say.