Firm Misrepresented Fees, Charged Improper Commissions: SEC
By Melanie WaddellComprehensive Capital Management included misleading disclosures in its Form ADV, causing annuity buyers to be charged commissions.
January 11, 2022
Fitch Worries About Medicare Plan Market Price WarsAn analyst said low profit margins would be more of a problem than slower enrollment growth.
January 11, 2022
Blues Worry About Home COVID-19 Test Kit ShortagesBut the head of their group says the Biden administration is trying to fight price-gouging.
January 11, 2022
Medicare Plan Broker Raises $42 MillionChapter says its advisors can recommend any plan without hurting their compensation.
January 11, 2022
John Gilbert to Lead NAILBAGilbert will help the group grapple with the idea of combining with Finseca.
January 11, 2022
Fed Will Tackle High Inflation: Powell"If we have to raise interest rates more over time, we will," the Fed Reserve chair said Tuesday. "We will use our tools to get inflation back."
January 11, 2022
Mercer Advisors Buys $510M Florida RIAThe acquisition of Cordasco Financial Network in Naples expands Mercer's presence in Florida and the Northeast, it says.
January 11, 2022
IRS Warns of Bumpy Tax Filing Season AheadThe commissioner warned that "the pandemic continues to create challenges" for filing season, which starts Jan. 24.