Why Advisory Firms Are Chasing 'The Same Person'
By Jane Wollman RusoffWith headcounts not expanding, successful advisors have options to grow their books, recruiter David Testerman maintains.
November 13, 2025
Record U.S. Government Shutdown Ends as Trump Signs Spending BillFederal workers are expected back on the job Thursday, but it could take weeks for operations to fully restart.
November 12, 2025
A Look at Who's Who: The Luminaries Finalists of 2025Check out profiles and accomplishments of this year's finalists, who'll be honored at our Dec. 4 gala.
November 12, 2025
FINRA Bars Ex-Spartan Capital RepRonald Smith failed to provide all requested information, including electronic communications, concerning excessive trades, FINRA said.
November 12, 2025
5 Things About Life Insurers That Worry the FedRisk trackers continue to wonder how quickly issuers can come up with cash in a crunch.
November 12, 2025
Schwab's 'Carl' Ads Not a Knock on RIAs: CEOThe ads, depicting a stockbroker who can't compete with Schwab, have been criticized as disrespectful to independent advisors.
November 12, 2025
Kestra Adds Zocks AI Assistant Platform for AdvisorsThe tool allows financial pros to automate meeting preparation, notes and updates to CRM and planning systems.
November 12, 2025
Mercer Makes First ‘Tax-Only’ AcquisitionThe deal mirrors moves made by other wealth management firms interested in deepening their in-house tax expertise.