FINRA Warns BDs on Alt Fund Sales Practices
By Melanie WaddellFINRA points to enforcement actions it has taken recently against several firms.
April 20, 2022
New Long-Term Care Insurance Rate Pact May Speed Rate HikesPolicyholders are angry. Insurers say they still need more help with raising prices.
April 20, 2022
Best & Worst Broker-Dealers: Q1 Earnings, 2022Of 12 major financial firms that posted first-quarter earnings, just five increased profits from a year ago.
April 20, 2022
CFP Board Hikes Certification Cost, Adds New CE FeeThe new fee on CE providers will raise costs for CFPs, Michael Kitces says.
April 20, 2022
AIG Will Do It. So Will Pru, Equitable and Lincoln...Life, health and annuity issuers are starting to show their first-quarter numbers.
April 20, 2022
Life Insurers Are Testing Low-Code and No-Code Programming SystemsAite-Novarica says chatbots and AI systems that can handle unstructured text are also hot.
April 20, 2022
Most Robo-Advisor Users Have Human Advisors: MDRTThe group found that human-only advisory clients are much more common than robo-only clients.
April 20, 2022
How to Live With Long-Term High InflationAmericans used to get along just fine when higher inflation was the norm. But the world is different now.