NASAA Wants to Align REIT Policy With Reg BI
By Melanie WaddellThe policy, which includes conduct standards for brokers selling non-traded REITs, hasn't been updated since 2007.
July 25, 2022
Former LPL Strategist Ryan Detrick Joins Carson GroupDetrick left LPL Financial in June.
July 25, 2022
In Rocky Markets, Female Fund Managers Take Less Risk for Same Performance as Men: StudyMale-managed portfolios have higher total risk when sentiment is bad, according to recent research.
July 25, 2022
September Court Date Set for LPL Network Firm Employee Charged in Double MurderRamy Fahim was charged with killing a co-worker and his roommate; he could face the death penalty.
July 25, 2022
Shallow Recession Calls Are 'Totally Delusional': Roubini"There are many reasons why we are going to have a severe recession and a severe debt and financial crisis," the economist and author said.
July 25, 2022
5 Questions to Ask Now About Client EngagementHere's what to look at if your firm wants to spend less time on mundane administrative tasks and have more time for clients.
July 25, 2022
16 Money-Saving Strategies for Clients as Prices RiseSometimes the best guidance advisors provide can be described as simple common sense.
July 25, 2022
Ed Slott, Ian Berger Explain 2 Good Reasons to Do a Reverse RolloverOne reason: Reverse rollovers help clients avoid being hit by the pro rata rule when doing backdoor Roth conversions.