New Bill Requires SEC to Write E-Delivery Rule
By Melanie WaddellFinancial services trade groups cheered the bill.
December 16, 2022
'Twas the Friday Before ChristmasA client arrives the day before Christmas Eve. What could they need from their financial advisor?
December 16, 2022
Insurtech Startups Pivot Toward Supporting the Agents: Afficiency ExecMark Scafaro says the firms learned that life insurance really is, usually, sold, not bought.
December 16, 2022
6 Unexpected Questions Clients Asked This Year: Advisors' AdviceSometimes advisors' role in supporting and educating clients takes them in surprising directions.
December 16, 2022
Insurtech Regs, 'Dark Pattern' Spottting on NAIC's To-Do ListConsumer reps also want to make information about claim denial rates easier to find.
December 16, 2022
Foundation Finds Gaps in Support for the BereavedSome U.S. workers are not sure how their employers handle bereavement.
December 16, 2022
Prudential Ad Campaign Focuses on Cautious OptimismThe company is using the question "Now What?" to represent a mix of hope and worry.
December 16, 2022
How Enforcement Will Play Out in 2023: SEC RoundupLook for "more unique and out-of-the box applications of the insider trading theory," says Tom Zaccaro.