Invesco Approves Move to Convert QQQ Into a Standard ETF
By Katie GreifeldSubject to board approval, Invesco will now lower QQQ’s expense ratio by two basis points to 0.18%.
December 19, 2025
Despite Challenges, Wealth and Asset Firms See a Bright Year AheadLarge majorities of firm expect revenue growth of at least 5% next year, according to a Wipfli survey.
December 19, 2025
Expect Targeted AI Exams, Retail Fraud Crackdown in 2026The SEC's privacy and marketing rules along with continued revamps of FINRA rules are priorities for next year.
December 19, 2025
FINRA Suspends, Fines Rep Over Unapproved Trades, TextsThe Alliance Global Partners rep used his cell phone to exchange thousands of business-related texts, FINRA says.
December 19, 2025
SEC Seeks Supreme Court Review of Victimless Disgorgement: SEC RoundupAt issue: a Ninth Circuit ruling that upheld the agency’s use of disgorgement, even when no investors were harmed.
December 18, 2025
FAQ: Does Your Client Know These 2025 Tax Deadlines?April 15 is the cutoff for individual returns, but a number of other deadlines come sooner.
December 18, 2025
ERISA Attorney Fred Reish Moves to Prime Capital FinancialThe longtime attorney leaves Faegre Drinker to head the RIA's fiduciary and ERISA practice.
December 18, 2025
Waldeck to Succeed Feeney as Head of Prudential's U.S. BusinessesAndrew Sullivan, the CEO, said Waldeck has "a proven ability to drive results."