Federal Regulation
SEC Ad Rule Published in Federal Register, Setting Effective Date
By Melanie WaddellThe rule becomes effective May 4.
March 05, 2021
SEC Fears Falling Behind on Advisor ExamsThe SEC's exam chief says it will be difficult to maintain last year's 15% exam rate in a "nutty year" for markets.
March 05, 2021
Biden Urges Uninsured Americans to Enroll in ACA PlansHe's trying to energize a broad, pandemic-related special enrollment period that started Feb. 15.
March 05, 2021
The Rabbit Hole of SuccessAn annuity wholesaling veteran talks about what he's learned from YouTube.
March 04, 2021
BUZZ Kill: Social Sentiment ETF Sinks on First Trading DayThe VanEck ETF touted by Dave Portnoy attracted lots of volume but never rebounded to its opening price.
March 04, 2021
Betterment Acquires Wealthsimple's U.S. CustomersThe deal could add 17,400 customers with $190 million in assets.
March 04, 2021
Cathie Wood's Ark Innovation ETF Erases 2021 GainsThe drop reflects a selloff in the tech sector as bond yields rise and inflation worries grow.