Rep. Waters Probes BlackRock, Fidelity, Other Asset Managers on Diversity and Inclusion
By Melanie WaddellThe subcommittee on Diversity and Inclusion is asking the 31 largest asset managers, including Schwab and Vanguard, for data.
March 23, 2021
Ex-Wife of Advisor Hunted By FBI Tells Him to Give UpThe Atlanta-area advisor went missing in September. "I had no idea who I was living with," his ex-wife says.
March 23, 2021
The Biggest Social Security Claiming Mistakes Women MakeWidows, stay-at-home parents and divorced spouses can be in for some big shocks, retirement expert Marcia Mantell tells ThinkAdvisor.
March 23, 2021
Saving for the Future Is More Popular Than Netflix, but Many Are Still Falling Behind: SurveyOnly about a quarter of Americans 45 and older have saved enough for retirement, a Schroders survey found.
March 23, 2021
How to Prepare Your Firm for an AcquisitionHere are the red flags to avoid when readying your firm for that all-important sale, especially if you want the right price.
March 23, 2021
4 Problems With Advisor Marketing (and How to Fix Them)Consistency is key, and so is understanding how to reach new and developing clients.
March 23, 2021
How Advisory Firms Can Avoid Discrimination and Retaliation ClaimsThe number of lawsuits has risen annually over the past decade. It's best to train your team to follow the law.
March 23, 2021
New Agenda Takes Hold in WashingtonNew leaders, along with new regulations and exam priorities, give advisors and broker-dealers a lot to review.