Barred Oregon Advisor Pleads Guilty to $1.6M Investment Fraud
By Dinah Wisenberg BrinJeffrey Thomas Higgins, who defrauded at least 14 investors, faces up to five years in prison.
June 05, 2026
Schwab's Sonders: Investors Are Complacent on Big Stock RisksThat doesn't necessarily mean a pullback is coming soon, the chief investment strategist tells ThinkAdvisor.
June 05, 2026
Western Asset to Pay $100M in SEC Settlement Over Leech TradesThe settlement resolves an investigation related to trading practices of the firm's onetime star manager Ken Leech.
June 05, 2026
SpaceX, Other Mega IPOs Denied Fast Index Entry by S&PNasdaq changed its rules recently so SpaceX can join the Nasdaq 100 Index in just 15 trading days.
June 05, 2026
12 Things That Set Top-Performing Wealth Managers ApartNew research on 2,385 advisors sorts out the best practices.
June 05, 2026
SpaceX IPO Brings 'Prime Time' for Financial Advisors Ahead of Wealth SurgeMany of the firm's thousands of employees will finally be able to sell shares into the public market.
June 05, 2026
Veteran UHNW Leader Named President of Beacon TrustAnnamaria Vitelli has also been named Provident Bank's new chief wealth officer.
June 04, 2026
Continental General Acquires More Lindberg Company PoliciesThe acquirer now is handling 151,000 products sold by Global Bankers affiliates.