BD to Pay $1.1M Over Variable Annuity Exchanges
By Melanie WaddellA rep at the firm, Centarus Financial, was also suspended for recommending 88 unsuitable VA exchanges, a FINRA order states.
July 16, 2026
Is a Spousal Trust the Right Estate Planning Strategy for Your Client?SLATs provide flexibility and tax benefits, but the increase in the lifetime estate and gift tax exclusion has shifted the conversation.
July 16, 2026
Financial Vulnerabilities Undermine Small-Business Owners' Confidence: SurveyOnly 47% of respondents rate their financial management skills highly, Guardian Life research finds.
July 16, 2026
Debate: Did the IRS Make the Right Call on Automatic Penalty Relief?Taxpayers qualify if they have a history of filing and paying on time for the prior three years.
July 16, 2026
Nearly a Third of Commonwealth Advisors Left After LPL Acquisition: ReportRaymond James has been a major destination for former Commonwealth wealth management professionals.
July 16, 2026
10 Best MBA Programs for Finance: Princeton Review, 2026Researchers based their selection on such data as the percent of graduates entering the industry and their starting salary.
July 16, 2026
PRO
The Best Way to Manage Taxes in Retirement? Start EarlyActive planning before RMDs kick in, Cecil Staton offers, can both minimize liabilities and optimize investments.
July 16, 2026
SEC Releases New E-Delivery RuleRegulation E-Delivery would allow firms to send documents electronically without requiring investors to opt in.