SEC's New Form CRS: A Breakdown
By Beth MillerHere's a summary of this new paperwork soon to be required of advisors and their clients.
September 03, 2019
Volcker Rule Changes: The Good, Bad and UglyGail Bernstein, IAA's general counsel, explains how the recent changes affect advisors and asset managers.
September 03, 2019
5 Hurricane Dorian Prep Ideas, for Annuity ProfessionalsAs you protect clients against longevity risk, you can build in protection against other threats.
September 01, 2019
What Life Insurers Are Telling the SEC About the 2017 CSO ShiftOne warning: The tax consequences of extending policy maturity dates past age 121 are unclear.
August 27, 2019
Reg BI, Form CRS Status Check: Is Your Compliance Where It Should Be?Industry attorneys along with FINRA are weighing in with advice and steps on getting up to speed with the SEC advice-standards package.
August 26, 2019
Fitch: Some LTCI Issuers Look a Lot Better Than OthersOne insight is that GE's reinsurance business is probably not the one with the worst finances.
August 22, 2019
US Investor Confidence Sinks to 3-Year Low: Wells FargoMarket volatility was "key driver" of weaker investor optimism, the company's head of Client Service and Advice says.
August 22, 2019
5 Things for Agents to Know About the Big New Accounting ThingThis battle could shape what life insurers want to sell, and for how much.