From the Red Carpet: How Kwanti Continues to Innovate With a Small, Dedicated Team
By Kwanti (Sponsored)Kwanti Founder and CEO Christophe Gauthron discusses how his company continues to develop new features with a small but dedicated team.
December 11, 2024
Expect Dramatic Enforcement Changes in 2025: SEC RoundupLegal experts discuss their views on how 2025 might shape up.
November 27, 2024
Court Strikes Down SEC Dealer Rule: SEC RoundupThe rule expanded the definition of "dealer" so that many private fund advisors would have had to register.
October 18, 2024
Dropped Accountant Cases May Lead to Federal Court Bars: SEC RoundupThe SEC may move away from administrative proceedings in accountant cases, according to former enforcement director Andrew Ceresney.
August 09, 2024
Supreme Court Ruling, Criminal Trial Shake Up Insider Trading: SEC RoundupThe attorneys unpack how recent developments could affect enforcement around planned insider sales of company stock.
July 05, 2024
Supreme Court Ruling Ensures Juries in Many SEC Cases: SEC RoundupWith the Jarkesy opinion, the agency may no longer pursue such claims through in-house enforcement proceedings.
June 24, 2024
Eye-Watering Texting Fines Need Transparency: SEC RoundupThe American Securities Association's CEO talks about why the group is suing the SEC.
June 14, 2024
Court Adopts SEC's Expansive View of 'Dealer': SEC RoundupSEC's rationale threatens to ensnare unsuspecting private funds, family offices and private investment in public equity (PIPE) investors.