Father-Son Lifetime Bar Suit Heats Up: SEC Roundup
By Nicolas Morgan and Tom ZaccaroFormer SEC attorneys representing the two talk about their groundbreaking lawsuit challenging SEC enforcement practices.
December 27, 2024
From the Red Carpet: AEF Shows the Power of Giving Back to Local CommunitiesAmerican Endowment Foundation CEO Ron Ransom and Chief People and Culture Officer Paula Hogan share thoughts on charitable giving.
December 27, 2024
From the Red Carpet: Orion CEO’s Advice to Advisors: Focus on What’s ImportantOrion CEO Natalie Wolfsen speaks about the company's success at the 2024 Luminaries Awards.
December 11, 2024
Expect Dramatic Enforcement Changes in 2025: SEC RoundupLegal experts discuss their views on how 2025 might shape up.
November 27, 2024
Court Strikes Down SEC Dealer Rule: SEC RoundupThe rule expanded the definition of "dealer" so that many private fund advisors would have had to register.
October 18, 2024
Dropped Accountant Cases May Lead to Federal Court Bars: SEC RoundupThe SEC may move away from administrative proceedings in accountant cases, according to former enforcement director Andrew Ceresney.
August 09, 2024
Supreme Court Ruling, Criminal Trial Shake Up Insider Trading: SEC RoundupThe attorneys unpack how recent developments could affect enforcement around planned insider sales of company stock.
July 05, 2024
Supreme Court Ruling Ensures Juries in Many SEC Cases: SEC RoundupWith the Jarkesy opinion, the agency may no longer pursue such claims through in-house enforcement proceedings.