RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
95% of Spot Bitcoin Trading Volume Is Fake: Report
By Bernice NapachBitwise Asset Management, which has filed for a Bitcoin ETF, analyzed data from 81 crypto exchanges.
February 26, 2019
Regulators Take Aim at Share Class DisclosureAttorneys and compliance experts see the SEC and FINRA crackdowns as a 'big deal' that foretells the demise of 12b-1 fees.
February 26, 2019
Aite Group Launches Cybersecurity PracticeMachine-learning model is the next evolution for cybersecurity, according to an Aite report by team member and cybersecurity vet Alissa Knight.
February 14, 2019
8 Dangers That Come as Firms DigitizeAon's newly released 2019 Cyber Security Risk Report cites eight digitization cyber risks firms face and actions they need to take.
February 01, 2019
AI Will Transform Surveillance Programs – EventuallyFINRA is in the early stages of using these technologies for surveillance; most firms haven't started.
January 31, 2019
4 Ways to Curtail Insider Cybersecurity ThreatsCyber threats from employees can be reduced or rectified by taking these pro-active steps.
January 31, 2019
Behind the Screen: 16 Top Women in WealthTechInvestment Advisor proudly presents its inaugural list of the most influential female financial professionals in the field of technology.
January 31, 2019
Start 2019 Right by Syncing Your Personnel ProtocolsCompliance for advisors doesn't only mean SEC issues. Indeed, several internal factors can trip up advisors, especially with personnel.