RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Big Tech Flexes New Products at T3
By Timothy WelshAdvisors will find new goodies on their platforms as IBDs and national RIAs look to expand their offerings.
September 24, 2019
Advisors, Tech in Focus at New ConferenceWealth/Stack event highlighted forward-thinking ideas and industry VIPs.
August 01, 2019
Chalice Launches Reg BI Compliance ServicesThe membership-based group says it is responding to advisors' requests for compliance and legal support.
July 29, 2019
Now Is the Time to Do a 'Back-to-School' Tech CheckBeen away for summer and have to get back into gear? Here are ideas for when "class" resumes.
June 11, 2019
Crypto Exchanges Are Facing Biggest Regulatory Hurdle YetThe multi-government Financial Action Task Force is preparing to release guidance that clarifies how participating nations should oversee digital assets.
May 28, 2019
Importance of Being Up to Date With TechTop tech gurus discuss what advisors need to do infrastructure-wise to stay ahead.
April 26, 2019
Libor's Looming Demise Is Huge, Risky TaskIt's a matter of when, not if, rate becomes 'unusable," says Morgan Stanley's Tom Wipf.
March 26, 2019
Reg BI Readiness Questioned on All Fronts: SEC Commissioners, Trade Groups, LegislatorsAs new BD regulations get aired out, two points emerge: Reg BI is "fixable" and states need to see how it works before making own laws.