Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Schwab Sets Date for TD Ameritrade Platform Conversion
By Jeff BermanSchwab's Tom Bradley also said most TD Ameritrade advisors will be able to keep their service team.
October 26, 2022
I Bond Buyers Irate Over Website Outages as Deadline NearsDue to outages, Treasury cannot guarantee all customers will be able to buy I bonds by the Oct. 28 deadline, according to a message on TreasuryDirect.gov.
October 26, 2022
New SEC Plan Says RIAs Must Vet Third-Party ServicesThe SEC doesn't recognize "how little leverage firms have over many service providers," says IAA's Karen Barr.
October 25, 2022
Put Technology to Work for You & Your ClientsTechnology can seem overwhelming, but there are powerful ways to be strategic and use it to build your business, according to Carson Group's CTO.
October 25, 2022
The 4 Tiers of Value Advisors Provide to ClientsEQ, not IQ, is the key to rising to higher tiers, Fidelity's Michael Durbin says.
October 24, 2022
Palace Intrigue at UBS Pits CEO Against a Rising StarA look at the complicated relationship between UBS Wealth Boss Iqbal Khan and tech-savvy CEO Ralph Hamers.
October 19, 2022
How Advisors Can Give Clients Amazon-Like Service"Clients have now built a benchmark in their minds" set by Amazon, Apple and Google, says Atria Wealth Solutions' Brian Bichler.
October 17, 2022
The Coming Fight for the Loyalty of the Millennial Mass AffluentDigital disruption is coming for the wealth management industry in expected and unexpected ways.