Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Meet the 2023 LUMINARIES Winners
By Janet LevauxWe recognized this year's winners at our third annual gala, held Tuesday at Gotham Hall in New York.
November 21, 2023
Schwab System Quirk Could Create RMD Headaches for Former TD ClientsAdvisors who recently moved to Schwab should check on their clients' monthly withdrawals, an advisor warns.
November 16, 2023
Ramaswamy Calls for Gutting SEC, Deregulating CryptoThe Strive Asset Management chairman and 2024 Republican presidential candidate wants a 75% reduction of the federal workforce.
November 14, 2023
Envestnet and Empower Launch 401(k) Planning PlatformThe package combines fiduciary guidance and investment due diligence with personalized communications and investments.
November 14, 2023
Social Media Posts Indicate Possible E-Trade GlitchSocial media users reported problems trying to use E-Trade as the market climbed.
November 10, 2023
World's Biggest Bank Has to Trade Via USB Stick After HackThe cyberattack is suspected to be the work of the gang Lockbit and has hit other financial firms.
November 10, 2023
Webull Fined $500K for Lack of Compliance TeamAt times, the firm had only one compliance employee for hundreds of thousands of accounts, state regulators said.
November 06, 2023
Future Proof Partners to Stage March EventThe gathering in Colorado will offer three types of networking and activities for a smaller wealth management crowd.