Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Breakaway Brokers Move to Focus, Raymond James, Others
By Janet LevauxIn addition to ex-wirehouse advisors, independent broker-dealers, RIAs and wealth management firms are expanding with "tuck-in" deals.
January 10, 2014
Advisors Increasingly Outsource Asset Management: TiburonAs more advisors have moved away from the broker model, TAMPs have gained steam, according to Tiburon Strategic Advisors.
December 23, 2013
Morgan, Merrill, UBS Tweak Pay Packages for 2014The markets have been good to investors this year, leading many to wonder how they will stack up in 2014. For many wirehouse reps, the big question…
December 18, 2013
New Hire Roundup: Altegris Names Jack Rivkin CIOMeanwhile, Convergent welcomed Richard Wells and the Senate Finance Committee approved three nominees for federal positions.
December 17, 2013
OppenheimerFunds Names New CEO, CIOThe money management firm will have a new chief investment officer on Jan. 1 and will name Art Steinmetz CEO on July 1.
December 12, 2013
Wells Adds 3 Teams with $4.5M as Rivals Nab RepsWirehouses are grabbing groups of advisors nationwide, and independent firms are acquiring new assets in Illinois.
December 09, 2013
Morgan, Merrill, UBS Tweak Pay Packages for 2014There are new awards and enhancements, but some payout thresholds have been raised at the wirehouses.