Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Focus, Dynasty Add Teams; Morgan Stanley Grabs 4 FAs With $660M
By Janet LevauxBoutique firms continue to attract registered reps, including some from the wirehouse firms.
September 26, 2014
What Bill Gross' Resignation Means for PIMCO, Janus & MarketsJohn Bogle, Lou Harvey and other experts discuss how the fixed-income guru's "rock star status" could affect fund flows and the industry.
September 25, 2014
Bruton's Lucia Capital Seals First Deal, Adds $170M in AssetsThe group, led by ex-LPL exec Derek Bruton, acquires client assets and two professionals; plans more purchases.
September 24, 2014
12 worst financial advisors in America: 2014The dirty dozen follow in the sad tradition of their brethren of years past.
September 23, 2014
12 Worst Financial Advisors in America: 2014Stealing huge sums from clients and bilking military veterans and disaster victims are just some of these advisors' egregious actions.
September 22, 2014
Morningstar Launches Smart Beta Ratings SystemAt its ETF Conference, Morningstar introduces a smart betaor "strategic beta" in Morningstar parlanceexchange-traded product classification system.
September 17, 2014
Wells Fargo adds 11 California reps with $1B in AUMThe wirehouse taps a new communications chief, as independent firms hire recruiters, portfolio managers.
September 17, 2014
Wells Fargo adds 11 California reps with $1B in AUMThe wirehouse taps a new communications chief, as independent firms hire recruiters, portfolio managers.