Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Q1 Brings Weaker Results
By Janet LevauxBank of America's wealth and investment management had about a 2% drop in revenue to $4.4 billion on weaker non-interest income. The unit's net income,…
May 12, 2016
11 Best & Worst Broker-Dealers: Q1 Earnings, 2016Results for financial firms were generally the same: bad, with one standout.
May 10, 2016
Jane Jarcho: SEC Advisor Exam Maven — The 2016 IA 25As national director of OCIE, Jarcho is leading the charge in making sure advisors' processes are up to snuff.
May 09, 2016
Wanted: CCOs With Cybersecurity, AML ExpertiseA Russell Reynolds survey also found a startling turnover rate among top compliance execs.
May 06, 2016
Pershing Adds Jemstep Robo-Advisor to NetX360Advisor-focused robo-advice solution will be available to RIAs and BDs through Pershing's NetX360 platform.
May 04, 2016
LPL Expanding HNW Services to RepsExecs say the advisory "landscape has changed" and that the "credibility gap" between indie firms and wirehouses is no more.
May 04, 2016
Recruiting Roundup: Wells Fargo Adds 6 Reps, $690M From RivalsThe advisors moved from Morgan Stanley and Merrill; meanwhile, LPL adds a hybrid group with $305 million in assets.
May 04, 2016
Robots will strike asset management firms firstMass affluent investors and their advisors are the most likely to be affected by automatic financial tools, according to research from the CFA Institute.