Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
RBC, Merrill Tap New Execs: Recruiting Roundup
By Janet LevauxMeanwhile, Wells Fargo FiNet says it has added more than 87 advisors with $11.5 billion of client assets this year.
September 03, 2019
For HNW Clients, Digital Convenience Is No Substitute for a Personal ConnectionResearch shows that better investment outcomes aren't enough for advisors to increase HNW client satisfaction and retention.
August 27, 2019
Indie Wirehouse Firms Post Q2 2019 ResultsPerformance in the most recent quarter included generally positive momentum, though some firms continue to struggle in recruiting, retention and profits.
August 22, 2019
Captrust Buying $3.7B South Texas GroupThe Texas firm's founder died of cancer in April.
August 20, 2019
Acquisitions and Closings Mean Fewer Independent Robo-AdvisorsThe latest deal: Capital One's purchase of United Income.
August 14, 2019
First-Half Advisor M&A Surge Continues in July: FidelitySeven RIA deals took place in July, including the sale of Wealth Enhancement Group, with nearly $12 billion in AUM.
August 06, 2019
What US-Based RIAs Can Learn From Their UK CounterpartsPershing's Mark Tibergien and Geoff Towers discuss how advisor regs overseas could shape future U.S. rules.
August 06, 2019
MIT Sued Over Alleged 401(k) Quid Pro Quo With FidelityPapers filed Monday allege that MIT took actions favoring Fidelity while expecting donations in return.