Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
BD Fined $100K for Not Protecting Client Data
By Janet LevauxThe violations took place over a five-year period, Massachusetts securities regulators say, and involved the use of a third-party CMS.
December 21, 2018
4 Ways to Build a Successful Business Plan for 2019Each and every part of a business plan today should include technology; here's how to make tech plans work in the year ahead.
December 21, 2018
SEC Charges Wealthfront, Hedgeable in Its First Robo ActionsThe regulator charged Wealthfront with making false statements and misleading ads and faulted Hedgeable's performance comparisons.
December 21, 2018
FINRA Issues Report on Best Cybersecurity PracticesThe group highlights five areas of focus, such as how to limit phishing attacks and how to implement controls on mobile devices.
December 19, 2018
Digital Assets and ICOs to Get More Clarity, Face More Rules in 2019Attorneys see more CFTC guidance on virtual currencies as commodities, and continued fiduciary pressure on advisors and brokers involved in crypto.
December 18, 2018
TD Ameritrade Boosts Onboarding With Platform UpgradesEight tech firms are integrating with the Veo One platform.
December 13, 2018
Microsoft, BlackRock Partnering on Retirement PlatformThe two companies are "exploring next generation solutions" to help people save for retirement and collect lifetime income.
December 13, 2018
As Cybercrime Costs Soar, Wealthy to Get New Tool From Norton, AonOne research firm says the price tag for cybercrime could hit $6 trillion by 2021; New York's Global Cyber Center picks up steam.