SEC Proposes New Cyber Rules for RIAs, BDs
By Melanie WaddellFirms would be required to notify customers of breaches that might put their personal financial data at risk.
March 15, 2023
Invesco, Franklin Among Firms That Added SVB Before CollapseBlackRock was also among the top 10 buyers of the bank's shares since September, according to Bloomberg data.
March 15, 2023
Make Sure Everyone Understands Life Insurance: Jomil GuerreroNew York Life's new chief diversity officer says one way to serve diverse markets is to explain how the coverage works.
March 15, 2023
LUMINARIES 2023 Nominations Portal OpenThinkAdvisor's recognition program is accepting nominations through April 18. There's no cost to participate.
March 14, 2023
Biden Advances Su's Nomination as Labor SecretaryJulie Su could replace Marty Walsh, who is leaving the post this month to become the head of the National Hockey League's players' union.
March 14, 2023
Morgan Stanley Readies OpenAI GPT-4 Offering for AdvisorsThe wirehouse is developing a service to provide its advisors with content and insights, with more applications to follow.
March 14, 2023
3 Ways to Help Clients Create Tax-Efficient PortfoliosThe potential generation of tax savings over the long term can elevate the advisor-client relationship.
March 14, 2023
What Can Help Clients See the Long-Term Care Cost Threat? ScienceA conference speaker looks at how to get people to plan for known threats.