FINRA Suspends Ex-Rep Over Reg BI Violations
By Melanie WaddellOver an 11-month period the rep effected 91 trades in the account of a customer in her early sixties.
April 07, 2024
Zuckerberg's Wealth Tops Musk's for the First Time Since 2020Musk's wealth has shrunk by $48.4 billion this year, while Zuckerberg has added $58.9 billion as Meta's stock climbs to fresh highs.
April 07, 2024
5 Earnings Issues to WatchWall Street is expecting a subdued earnings season from Corporate America despite the first-quarter's stock market fireworks.
April 07, 2024
5 Ways to Save Social SecurityFor Biden and Trump, the issue of how to reform Social Security could prove critical in the 2024 presidential election.
April 05, 2024
Medicare Advantage Program to Restructure Agent, Broker PayIn 2025, the maximum enrollment compensation will jump by $100, including what's paid for field marketing organization services.
April 05, 2024
Ameritas Adds Pontera's 401(k) Management PlatformAffiliated advisors will be able to make trades and manage retirement plan accounts using the new technology and tools.
April 05, 2024
3 Ways to Boost Your Services — and Your Advisory FeesAdvicePay found that in 2023, average pricing for monthly subscriptions was $265, a 6% year-over-year increase.
April 05, 2024
Ex-Ameriprise Advisor Awaits Sentencing in $1.2M Fraud CaseThe Texas-based planner pleaded guilty to defrauding clients; she used money to buy a house and shotgun.