Elevation Point Nabs Ex-Dynasty Exec as COO
By John ManganaroCaitlin Douglas will oversee the optimization of the new RIA firm's growth and recruiting strategies.
September 30, 2024
Wellington Lays Off Dozens of Employees With Voluntary Job CutsThe firm offered "some long-tenured employees" a chance to leave with severance.
September 27, 2024
4 Big Takeaways From a Year of PodcastingI talked to an array of experts about annuities and the tricky challenges of retirement income planning.
September 27, 2024
Stop Your Clients From Letting Election Fears Drive Investment DecisionsClients are worried, says Spuds Powell of Kayne Anderson Rudnick, and a well-delivered reality check can help.
September 27, 2024
Benchmarking Costs Climb as Regulators Demand More DisclosureThe SEC's marketing rule demands clear and relevant benchmarks when performance is advertised.
September 27, 2024
Private Equity Firm TPG Takes Minority Stake in Homrich BergThe deal aims to build upon the success of HB's 2021 minority equity partnership with New Mountain Capital.
September 27, 2024
Ameriprise Advisor Sued by Client's Estate Over Annuity SwitchThe client told her children she felt pressured to transfer assets into the new annuity, the suit alleges.
September 27, 2024
Moshe Milevsky: What Investors Did Better 300 Years AgoThe professor discusses helping clients pick an annuity, why RIAs aren't embracing annuities and a little financial history.