WisdomTree Hit With $4M Fine Over ESG Funds
By Melanie WaddellThe firm misstated that funds avoided companies involved in fossil fuels and tobacco, the SEC said.
October 21, 2024
Revived EF Hutton Breaks Up as Partners Resolve Legal FightThe firm says partners Joseph Rallo and David Boral have agreed to take their businesses "in different directions."
October 21, 2024
14 Ways to Talk About DeathNobody lives forever, and people have come up with many ways to say that without saying that.
October 21, 2024
Dave Barton, Mercer Advisors' Head of M&A, RetiresThe executive stepped down to focus on his health.
October 21, 2024
LPL Blasts Ameriprise Recruiting Suit as 'Public Relations Stunt'Ameriprise has filed several lawsuits against LPL alleging improper recruiting tactics.
October 21, 2024
Trump's Tariffs, Tax Plans Could Bankrupt Social Security by 2031: ReportResearchers warn cutting taxes on Social Security benefits, tips and overtime would leave Social Security insolvent years earlier.
October 21, 2024
Debate: Should Employees Get a Health Insurance Tax Break?Currently, employers get the tax benefit. What if workers got the cash to pick their own plan?
October 21, 2024
7 Top SEC Exam Priorities for 2025In addition to core business practices, examiners will focus on new rules, emerging tech and investor data protection.