JPMorgan Seeks Restraining Order Against Advisor for Taking Clients to Wells Fargo
By Melanie WaddellAbout 13 clients with more than $24 million in total assets have already followed the advisor, the request states.
July 17, 2025
RIA Growth Surged in 2024 and Remains a Priority: SchwabAUM increased by 16.6% while revenue was up by 17.6%, a benchmarking study found.
July 17, 2025
Ameriprise Affiliate Defamed Departing Advisor in Mass Email, Lawsuit SaysThe email left Armando Merino's clients "concerned" and "horrified," he alleges.
July 17, 2025
Cetera Launches Suite of AI-Powered ToolsThe firm says IntelligenceEngine combines advanced analytics, planning technology and client engagement tools.
July 17, 2025
FINRA Bars Ex-Stifel Advisor Linked to $132M Arb AwardChuck A. Roberts, the subject of several client complaints, refused to appear for on-the-record testimony.
July 17, 2025
Debate: Are Trump Accounts for Newborns a Viable Savings Program?Under new legislation, the federal government will provide a $1,000 initial contribution in a tax-deferred vehicle.
July 17, 2025
Vestmark, iCapital, BlackRock and Dynasty Team Up on New UMA PlatformThe platform supports tax-aware investing in private asset classes.
July 17, 2025
5 Marketing Moves to Draw Advisors to Your FirmThe new J.D. Power data is clear: For early-career advisors, marketing support is not an "extra." It's a must.