SEC Fines RIA for Failing to Conduct Surprise Exams
By Melanie WaddellMunakata Associates must pay $50,000 for failing to comply with the Custody Rule's independent verification requirement.
August 04, 2025
Bob Doll to Investors: Wake Up!Current conditions warrant "considerably greater caution than investors are demonstrating," the Crossmark CEO writes.
August 03, 2025
Trump to Name New Fed Governor, Jobs Data Head in Coming DaysHis nominee for the open governorship could become the chair when Jerome Powell’s term expires in May.
August 03, 2025
Trump Fires Data Chief, Gets Chance to Tilt FedThe president got some bad economic news Friday and responded by ousting the messenger.
August 02, 2025
BlackRock, State Street and Vanguard Must Face Antitrust SuitA federal judge in Texas largely denied a request to dismiss a lawsuit claiming they colluded to reduce coal output.
August 01, 2025
SEC Launches AI Task ForceThe group will work on innovation from divisions and offices and facilitate "responsible AI integration" across the agency.
August 01, 2025
Trump Moves to Fire Labor Statistics Head After Weak Jobs Data"I have directed my Team to fire this Biden Political Appointee, IMMEDIATELY," Trump said on social media Friday.
August 01, 2025
Genworth Gets More Approvals for Long-Term Care Market ReturnThe company's new LTC provider network matched about 1,400 families with providers in the first half of 2025.