SEC’s Peirce Says Tokenized Securities Must Comply With Rules
By Nicola M. WhitePutting digital versions of stocks on a blockchain doesn’t mean companies can skirt securities laws, she said.
July 11, 2025
F2 Strategy Scoops Up Asset Servicing FirmThe deal to buy Aliter Investment Services is the firm's second purchase this year.
July 10, 2025
Fintech iCapital Raises $820MThe alternatives platform provider says it is now valued at $7.5 billion.
July 10, 2025
RBC Recruits $1.7B Ex-UBS Team for New Downstate NY BranchThe eight-member team joined RBC’s new branch in Westchester, New York.
July 10, 2025
More Americans Plan to Leave a Bequest; Fewer Expect to Receive OneMany investors have not planned for their financial legacy, Northwestern Mutual reports.
July 10, 2025
4 Ways Tariffs Could Hurt Annuity IssuersSwiss Re institute analysts dismiss arguments that life insurers are immune to trade war pain.
July 10, 2025
How to Mitigate Rather Than Magnify Clients’ Retirement WorriesThe best advisors present multiple options for funding retirement, including annuities, and do so without bias.
July 10, 2025
4 Smart AI Moves RIAs Can Make Without Risking Client TrustTechnology can help firms punch above their weight class, but embracing it doesn’t have to mean recklessness.