State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Trump Administration Challenged in Court on Medicaid Overhaul
By Zachary Tracer, John Tozzi, Erik LarsonA dozen Kentucky residents are objecting to the Kentucky Medicaid program's new labor force participation requirements.
January 08, 2018
4 Ways New York May Make DOL Look Like a Fiduciary KittenWhat lawyers found in the new proposed state regulations could amaze you.
January 01, 2018
ACA Cost-Sharing Reduction Deal Helps States’ Suit ProceedThe House has questioned whether the Executive Branch ever had any right to make the subsidy payments.
December 28, 2017
Licensing Makes It Harder to Move for WorkYou aren't the only professionals out there who face oversight creep.
December 27, 2017
New York State May Set Its Own Best-Interest StandardRegulators could build the standard into the existing annuity suitability regulation.
December 27, 2017
Institutional Investor Confidence Dips for Fifth MonthNorth American investor confidence took a particularly big fall, State Street Global Exchange reported.
December 21, 2017
Client Testimonials: Get the Benefits Without Breaking the RulesYou can't use client testimonials outright. But there are other ways to use your current clients' stories to connect with prospects.
November 21, 2017
10 Most Tax-Friendly States for Retirees: 2017You cant always judge a retirement place by its weather, although low taxes in some northern states may warm a retirees heart.