State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
State Street Global Advisors Drops 'SSGA,' Moves 'Fearless Girl'
By Emily ZulzTo clear up some confusion, the asset manager is moving away from using the shorthand SSGA, effective immediately.
May 02, 2018
States Fine LPL $26M Over Unregistered Securities SalesThe IBD must repurchase some unregistered, nonexempt securities sold to clients over the past 12 years, plus interest.
May 01, 2018
5 States Where Individual Major Medical Enrollment Was SadTypical statewide average monthly premiums rose 21%. In one state, they rose 99%.
April 30, 2018
DOL Rule Rehearing Is 'Unjustifiable': Eugene ScaliaThe lawyer who fought to vacate the rule says requests like those filed by the AARP and three states have a low success rate.
April 19, 2018
Collapse of Pension Funds Isn't a Distant ProspectFund assets at some funds are too low for good returns to help much.
April 16, 2018
10 States Whose Residents Pay the Least Federal TaxesResidents in the bottom-ranking state pay just over $3,000 per adult, MoneyRates.com reports.
April 16, 2018
10 States Whose Residents Pay the Most Federal TaxesPopulation, wealth and number of returns filed influence total taxes paid.
April 16, 2018
10 States Whose Residents Pay the Most Federal TaxesPopulation, wealth and number of returns filed influence total taxes paid.