State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NCOIL Defends State Role
By Arthur D. PostalThe National Conference of Insurance Legislators says Congress should include state insurance regulators in any systemic risk oversight effort.
May 08, 2009
LISA Wins Court BattleA Florida administrative judge has tossed out part of a proposed state insurance regulation that could require life settlement firms to file detailed annual reports on out-of-state deals as well as Florida deals.
May 07, 2009
NAFA: Rule 151A Bill Is ComingThe National Association for Fixed Annuities says it will work to keep equity indexed annuities state-regulated by working with Congress as well as by going to court.
May 07, 2009
Moose and boomersThinking of opening a satellite office? Naples, Fla. or Scottsdale, Ariz. first come to mind. But it might be wise to look farther north. The...
May 07, 2009
NAFA: Rule 151A Bill Is ComingThe National Association for Fixed Annuities says it will work to keep equity indexed annuities state-regulated by working with Congress as well as by going to court.
May 07, 2009
Hearing Looms, GAO Finds GapsThe U.S. Government Accountability Office has prepared a state insurance regulatory system critique for a congressional subcommittee that is about to consider federal insurance oversight.
May 07, 2009
Hearing Looms, GAO Finds GapsThe U.S. Government Accountability Office has prepared a state insurance regulatory system critique for a congressional subcommittee that is about to consider federal insurance oversight.
May 05, 2009
NAIC Hosts InternsThe National Association of Insurance Commissioners is showing 9 regulators from around the world how U.S. states oversee the insurance industry.