State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Editor's Choice for July 24

By Kate McBride
Filing Compact Expands

July 14, 2009

Filing Compact Expands
Texas To Review LTC Rates

July 14, 2009

Texas To Review LTC Rates
State Keeps Top Regulator

July 10, 2009

State Keeps Top Regulator
State Keeps Top Regulator

July 10, 2009

State Keeps Top Regulator
Editor's Choice for July 10

July 10, 2009

Editor's Choice for July 10
IIPRC Offers Prorated Fees

July 05, 2009

IIPRC Offers Prorated Fees
Regulators Fight Budget Woes

July 01, 2009

Regulators Fight Budget Woes