State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Historical Research: The Canal Builder
By Kenneth SilberDeWitt Clinton (1769-1828) was an early American politician who transformed the country in far-reaching ways -- physically, economically and financially. He was the driving force...
November 20, 2009
NAIC Panel Posts Insurance Solvency DraftThe Financial Condition Committee at the National Association of Insurance Commissioners has unveiled a preliminary version of a proposed U.S. Insurance Solvency Framework.
November 20, 2009
Amici Curiae Brief Filed in Supreme Court for Deere CaseTwo independent professional fiduciaries, have filed an amici curiae, or friend of the court, brief in the Supreme Court of the United States in support of the petitioners in Hecker, et al., v. Deere et al.
November 18, 2009
Fla. Judge Dismisses Coventry CaseAn administrative law judge in Florida has dismissed a life settlement firm's claim that state regulators have no right to demand records of its out-of-state business.
November 18, 2009
NAIC Wins FIO Bill ChangesThe National Association of Insurance Commissioners has won significant changes in legislation that could create a Federal Insurance Office.
November 18, 2009
NAIC Wins FIO Bill ChangesThe National Association of Insurance Commissioners has won significant changes in legislation that could create a Federal Insurance Office.
November 18, 2009
Fla. Judge Dismisses Coventry CaseAn administrative law judge in Florida has dismissed a life settlement firm's claim that state regulators have no right to demand records of its out-of-state business.
November 17, 2009
MetLife Settles Demutualization SuitsMetLife Inc. (NYSE:MET) has agreed to pay $50 million to settle two lawsuits stemming from its 2000 demutualization.