State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
News Analysis: Are We in a Recession?
By Gil WeinreichConsumer confidence plunged to two-year lows in August, stoking predictions and outright declarations that the economy has slipped into recession. The latest Consumer Confidence Index reading of 44.5 is lower than the 53.9 average for the 2007-2009 recession.
August 15, 2011
PPACA: NAIC Pans Multi-State Plan NoticeThe large multi-state plans that show up on health insurance exchanges in 2014 should follow state insurance rules, state insurance regulators say.
August 14, 2011
PPACA: NAIC Pans Multi-State Plan NoticeThe large multi-state plans that show up on health insurance exchanges in 2014 should follow state insurance rules, state insurance regulators say.
August 11, 2011
Securian fills three key slotsThe Securian Financial Group has named, pictured from left to right, Kathleen L. Pinkett, Nancy R. Swanson and Mark A. Baltes to three key senior management positions. For more info, click the headline.
August 07, 2011
Remember the Alamo!Only one state flag can be flown at the same height as the American flag when the flags are being flown together--the Lone Star flag of Texas.
July 28, 2011
NAFA speaks out on Dodd-FrankNAFA has registered its objections to the Dodd-Frank Act as it pertains to annuities.
July 27, 2011
NAFA speaks out on Dodd-FrankNAFA has registered its objections to the Dodd-Frank Act as it pertains to annuities.
July 26, 2011
Raymond James Settles ARS IssuesRaymond James reached an agreement with state securities regulators and the SEC in late June over sales of auction rate securities. As part of the deal,…