State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Life Insurers Back Risk-Based Capital Ratio Transparency
By Allison BellTheir trade group is opposing a proposal to make insurers' financial wellness summary statistics confidential.
October 13, 2025
10 Most Expensive ZIP Codes: 2025Even the cheapest homes in some of these enclaves sell for well over $1 million, PropertyShark finds.
October 13, 2025
Ex-BofA Banker Gets Life Sentence for Exec's MurderAnthony Duwayne Turner was convicted in August of murdering his former girlfriend, BofA exec Michelle Avan.
October 09, 2025
6 Questions to Ask About Moving Trusts to Low-Tax StatesThere’s a lot to consider when it comes to relocating the entities in order to reduce taxation.
October 09, 2025
New York Launches Roth Auto-IRA ProgramThe state's Secure Choice Savings Program is live, requiring most employers to provide retirement benefits access.
September 26, 2025
Draft Guidance Could Boost Best-Interest ComplianceIndustry groups hope to keep state regulators from adding new ways to monitor firms and people.
September 17, 2025
FTC Takes Another Look at Non-CompetesThe agency has created a task force designed to identify anti-competitive agreements that affect the labor market.
September 10, 2025
State-Registered Investment Advisors, by the NumbersHere's a look at RIAs with $100 million or less under management.