State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
10 Most Neighborly American Cities: 2026
By Michael S. FischerThese metro areas have high rates of volunteerism, social and economic connectedness, Redfin finds.
January 22, 2026
Wealth Tax Plan Draws Fire From Top California DemocratsTheir main concern is what happens to the state's tech industry if venture capitalists and founders depart.
January 16, 2026
Advisor From Florida's The Villages Charged With Stalking Ex-WifeArthur West, known in the retirement community for holding annuity seminars, sent threatening texts, police records show.
January 16, 2026
Millionaire Tax in Rhode Island Gets Governor's SupportDan McKee wants to raise the state levy on incomes over $1 million to 8.99%, an increase of three percentage points.
January 15, 2026
Ex-Advisor Pleads Guilty in $72M Ponzi SchemeAmong eight defendants in the Ohio case, Doug Miller was the second to plead guilty.
January 13, 2026
12 Best States to Raise a Family: 2026These locations combine affordability with safety, jobs and access to quality education, health care and entertainment, research finds.
January 13, 2026
Florida Man Faces Trial for Alleged $36M Ponzi SchemeBrent Seaman reportedly used victims' funds for his personal expenses and to pay earlier investors.
January 12, 2026
This Type of SALT Cap Workaround Is Not OK, Appeals Court ConfirmsCourts have upheld the IRS' position prohibiting charitable contribution-for-credit programs designed to offset cap effects.