State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Using Trusts to Minimize State-Level Taxes

February 12, 2026

Using Trusts to Minimize State-Level Taxes
12 Cities Where Millennials Are Moving: 2026

February 12, 2026

12 Cities Where Millennials Are Moving: 2026
The Radical Force That Built Markets and Reshaped Society

February 06, 2026

The Radical Force That Built Markets and Reshaped Society
Ex-Advisor Sentenced to 20 Years in Prison for $94M Ponzi Scheme

February 03, 2026

Ex-Advisor Sentenced to 20 Years in Prison for $94M Ponzi Scheme
12 Worst States for Retirement: 2026

February 03, 2026

12 Worst States for Retirement: 2026
How to Help Clients Duck the 'SALT Torpedo'

January 29, 2026

How to Help Clients Duck the 'SALT Torpedo'
Northern Trust Hit With $35M Elder Fraud Lawsuit

January 28, 2026

Northern Trust Hit With $35M Elder Fraud Lawsuit