State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
States close eyes to bad nursing home care, group says
By Allison BellThe group wants CMS to do more to hold states accountable for facility reviews.
September 23, 2014
5 ways the state (might) help your older client stay homeA look at how Medicaid programs are using tens of billions of dollars in federal "waiver" money.
September 17, 2014
LPL Adds Washington Office; Hires Chief LobbyistCEO Casady says "it's crucial" that advisors and the investors they serve "have a voice in the policy discussion at the federal and state level."
September 16, 2014
GAO: Few exchange plans follow PPACA abortion premium rulesSeventeen of 18 issuers surveyed failed to bill separately for abortion benefits, officials say.
September 16, 2014
Beatty Begins 1-Year Term as NASAA PresidentWilliam Beatty will focus on senior financial abuse and new electronic state filing of Form D for Rule 506 offerings.
September 12, 2014
The 10 fattest states in the nationWere not getting any younger. And, apparently, were not getting any skinnier, either.
September 11, 2014
3 ways to control the absence menaceThe average verdict for FMLA-linked wrongful termination cases is $335,000.
September 10, 2014
Nevada exchange staff: Stick with HealthCare.gov systems in 2016Rushing to get a system from another state would be difficult and risky, the staff says.