State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Senate Passes TRIA; National Insurance Licensing Hub Closer to Reality
By Melanie WaddellOne-stop insurance licensing across state lines will soon be a reality, says IRI's Weatherford.
January 07, 2015
Economist: Give would-be multi-state plans a discountNeil Meredith says current MSP rules could reduce the level of health insurance market competition.
January 06, 2015
3 tips for retiring out of stateRetirees flock to Florida and Arizona for sunshine and golf, but all things considered, theyre not the best states for happy golden years.
January 06, 2015
3 tips for retiring out of stateRetirees flock to Florida and Arizona for sunshine and golf, but all things considered, theyre not the best states for happy golden years.
January 05, 2015
Should Series Exams Be Changed? NASAA Polls Advisors, BDsNASAA is asking securities professionals to weigh in on whether changes are needed to the Series 63, 65 and 66 exams.
January 05, 2015
McConnell must please Republican base without losing majorityThe new Senate majority leader is thinking about 2015 -- and 2016.
January 05, 2015
McConnell must please Republican base without losing majorityThe new Senate majority leader is thinking about 2015 -- and 2016.
December 31, 2014
Overlooking minor violations can open the door to bigger problemsFinancial and insurance professionals should never place themselves in a position to get caught in a ring of unethical conduct in the first place.