State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Is There Really an Advisor Exam Problem?
By Melanie WaddellHead scratching continues over what to do about boosting SEC advisor exams or whether the supposed deficiency is just a political football.
January 28, 2015
10 PPACA exchanges with upmarket appealIn some states, the exchanges are doing well with non-subsidy customers.
January 28, 2015
View: Another 2016 contender takes Obamacare moneyAre federal incentives for Medicaid expansion just too strong to resist?
January 28, 2015
Is State Regulation the Future of Financial Planning?Time to rethink national regulation of financial planners in favor of state oversight? Michael Zmistowski of the Florida Council of the FPA makes the argument.
January 27, 2015
Investors Can’t Take Security for Granted as Chaos, Competition IntensifyRobert Kaplan, Inside ETFs most popular speaker last year, weaves a true tale of growing global danger in the Mideast and South China Sea.
January 27, 2015
Ohio calls PPACA tax illegal in new suitThe state is objecting to $5.3 million in PPACA reinsurance program assessments.
January 27, 2015
Ohio calls PPACA tax illegal in new suitThe state is objecting to $5.3 million in PPACA reinsurance program assessments.
January 22, 2015
10 ZIP codes that love PPACA exchange plansThe top 114 exchange plan zones in HHS exchange states are all in the South.