State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Home Security Cameras: ‘Gotcha Cams’ Deter or Detect Crimes, at a Cost
By Kathleen TierneyThe market for pinhole video cameras is booming, but high-net-worth families should know the disconcerting legal consequences for their improper use.
June 09, 2015
How not to make the SCOTUS case against Obamacare, in one tweetA senator has learned that you can't have your PPACA cake and eat it too.
June 09, 2015
LGBT and modern families: What advisors need to knowA high-level overview of the most common questions that come up in dealings with non-traditional clients, as well as brief answers to get you started.
June 09, 2015
LGBT and modern families: What advisors need to knowA high-level overview of the most common questions that come up in dealings with non-traditional clients, as well as brief answers to get you started.
June 09, 2015
Christie wins pension battle as court punts funding crisisUnions for New Jersey's teachers, firefighters and other public employees sued seeking full payment into a pension system underfunded by $83 billion.
June 08, 2015
Marijuana investing: Why advisors should just say noIf your clients want to jump in the marijuana industry, remind them its still illegal at the federal level.
June 08, 2015
Poll: Americans want Supreme Court to leave PPACA subsidies aloneRespondents were about as likely to back the subsidies as to oppose PPACA.