State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
View: Why John Roberts upheld PPACA but dissented on gay marriage
By Paul BarrettAn argument for seeing the chief justice as a promoter of the machinery of democracy.
June 26, 2015
In state with 79 percent hole in pension plan, lawmakers are doing fineKentuckys retired state workers pension fund is the most underfunded in the country, yet the state's lawmakers don't have that problem.
June 26, 2015
Roberts fought back against Scalia in sharply worded footnotesAnother look at why agents might enjoy reading the King v. Burwell opinions.
June 26, 2015
Roberts fought back against Scalia in sharply worded footnotesAnother look at why agents might enjoy reading the King v. Burwell opinions.
June 25, 2015
SEC Suspends Advisory Firm's Ex-President for Failing to Heed CCO Pleas for HelpSEC says the firm, Pekin Singer, breached ethics rules by failing to place clients in a lower-cost share class of the Appleseed Fund it managed.
June 25, 2015
The 8 best lines from the huge PPACA ruling, from applesauce to jiggery-pokeryThe Supreme Court ended months of speculation Thursday when it rejected a potentially fatal challenge to Obamacare in King v. Burwell.
June 18, 2015
Combating Elder Abuse Requires More Than Raising AwarenessNASAA is drafting model legislation to address how broker-dealers and advisors should respond when they suspect or detect senior financial exploitation.
June 17, 2015
What You Need to Know Before Investing in EnergyGaining knowledge of the energy industry is a significant step in understanding how to invest in and profit from it.