State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York state cracks down on pension fraud
By Arthur D. PostalNew York state officials have indicted an Arizona man on charges he collected New York state pension benefits intended for his dead mother for more than 12 years, and a Florida man who allegedly collected benefits on behalf of his dead brother for more than 7 years.
September 01, 2016
High achievers: Study ranks the success of each state's residentsGOBankingRates.com surveyed all 50 states and D.C. and ranked them according to 7 financial factors.
August 23, 2016
HealthCare.gov to post network size ratings in 6 statesSome were hoping the exchange system would provide plan network size ratings in all states.
August 15, 2016
Colorado single-payer plan would quickly implodeOpinion: Another version disappeared in Vermont, after people saw how much it would cost.
August 09, 2016
20 Wealthiest US Olympic Athletes in RioSome of the athletes seeking gold this month already have a bit tucked away.
August 05, 2016
ABLE Accounts: What Advisors Need to KnowThese tax-advantaged accounts to help finance the daily needs of disabled people may not make advisors money but should not be ignored.
August 05, 2016
20 wealthiest U.S. Olympic athletes in RioThese athletes who are seeking gold this month already have a bit tucked away.
July 26, 2016
State Street to Pay $382M Over Hidden Markups in Foreign Currency TradesState Street set prices driven by predetermined markups and made no effort to obtain the best prices for clients, regulators say.